SBIR-STTR Award

Randomized Prospective Trial of Breast Cancer Locator Guided vs. Wire Localized Partial Mastectomy for Breast Cancer
Award last edited on: 9/21/2022

Sponsored Program
SBIR
Awarding Agency
NIH : NCI
Total Award Amount
$1,999,999
Award Phase
2
Solicitation Topic Code
393
Principal Investigator
Venkataramanan Krishnaswamy

Company Information

CairnSurgical LLC

8 Ledyard Lane
Hanover, NH 03755
   (256) 468-8173
   cairnsurgical@gmail.com
   www.cairnsurgical.com
Location: Single
Congr. District: 02
County: Grafton

Phase I

Contract Number: 1R44CA247124-01A1
Start Date: 8/1/2020    Completed: 7/31/2022
Phase I year
2020
Phase I Amount
$1,007,656
CairnSurgical, Inc., a Dartmouth spin-off company, will conduct a prospective, multicenter, 1:1 randomized, controlled trial designed to evaluate the safety and effectiveness of its Breast Cancer Locator (BCL) device in subjects with non-palpable invasive breast cancer or ductal carcinoma in situ (DCIS) under an investigational device exemption (IDE) recently approved by the FDA (Nov 2019). Subjects will be randomized to breast conserving surgery (BCS) utilizing either BCL or wire localization (WL) to guide surgery. BCL is a novel patient- specific, guidance device designed for use in breast conserving surgery (BCS) to (i) eliminate wire localization – a moderately effective, somewhat costly and certainly inconvenient procedure for patients and surgeons – and concomitantly to (ii) reduce positive margin rates (PMRs) and subsequent re-excision surgeries – a significant but unnecessary burden not only on patients but also on the cost of healthcare. In the proposed Direct to Phase II application, Cairn will (i) support 7 clinical sites as part of a multi-center pivotal randomized controlled trial, RCT, (in up to 15 centers; remaining support will derive from recently secured private investment) in 438 subjects (219 per arm) to generate evidence that PMR following BCS using the BCL is reduced relative to standard of care (WL), (ii) evaluate BCL cost-effectiveness through a healthcare economics study to generate data on use, out-comes, and savings to hospitals and payors that support market adoption, and (iii) file a de novo classification request to FDA for BCL PMR reduction marketing claims relative to WL. Based on preliminary results from a recently completed Dartmouth randomized prospective trial23 and several published RCTs of wire localization (see Table 1 in Research Strategy), we have estimated PMR in the WL arm to be 19%. The proposed study design allows definitive evaluation of superiority of BCL, with power sufficient to detect a clinically meaningful, 40% reduction in PMR, from 19% to 11.2%. In preparation for the proposed RCT, CairnSurgical has obtained IDE approval from FDA after successfully completing necessary product development and testing under design controls including, sterilization validation and biocompatibility testing. In addition, we have developed manufacturing processes to fabricate BCL devices under regulatory controls required for clinical trial use and achieve sufficient throughput scale-up by vertically integrating device fabrication, in-process inspection, sterilization and clean-room packaging capabilities. Positive margin rates associated with contemporary BCS are high (~18%-22.3%), and cause significant strains on patients and the cost of breast healthcare. Meta-analyses of the impact of surgical margins on local recurrence also confirm that negative margins have a positive prognostic effect. Thus, CairnSurgical is well positioned to develop and commercialize a potentially practice-changing approach to BCS that improves clinical outcomes for patients.

Public Health Relevance Statement:
Narrative: In this Direct to Phase II project, CairnSurgical will conduct a prospective, multicenter, 1:1 randomized, controlled trial to evaluate the safety and effectiveness of the Breast Cancer Locator (BCL) in subjects with non-palpable invasive breast cancer or ductal carcinoma in situ (DCIS). Subjects will be randomized to breast conserving surgery (BCS) utilizing either the BCL or wire localization (WL) to guide surgery.

Project Terms:
3D Print; Adoption; Anatomy; arm; Automation; Award; base; biomaterial compatibility; Breast; Breast-Conserving Surgery; Businesses; Cells; Classification; Clinical; Clinical Research; clinical research site; Clinical Trials; commercialization; Complex; Computer software; cost; cost effectiveness; cost efficient; Cost Savings; Coupled; Cues; Custom; Data; design; Device Designs; Devices; Disease; Effectiveness; Enrollment; Evaluation; Excision; experience; FDA approved; Financial Contribution; Funding; Generations; Geometry; Health Care Costs; health care economics; health care settings; Healthcare; Hospitals; Image; image guided; improved; Individual; Infrastructure; innovation; Institution; Investigation; Investments; Label; Localized Malignant Neoplasm; Magnetic Resonance Imaging; malignant breast neoplasm; Malignant Neoplasms; manufacturing process; Marketing; Mastectomy; Medical; Medical Device; meetings; Meta-Analysis; Modeling; Noninfiltrating Intraductal Carcinoma; novel; novel therapeutics; Operative Surgical Procedures; Outcome; Patient-Focused Outcomes; Patients; Phase; Plastics; Positioning Attribute; Preparation; Printing; Privatization; Procedures; Process; product development; Production; prognostic; prospective; Protocols documentation; Publishing; Randomized; Randomized Clinical Trials; Randomized Controlled Trials; Recurrence; Request for Applications; Research; research and development; Research Design; Safety; Savings; scale up; Secure; Series; service providers; Site; standard of care; Standardization; Sterilization; success; Supination; Surface; Surgeon; Surgical margins; Surgical Oncology; Technology; Testing; Time; trial design; tumor; Validation

Phase II

Contract Number: 5R44CA247124-02
Start Date: 8/1/2020    Completed: 7/31/2023
Phase II year
2021
Phase II Amount
$992,343
CairnSurgical, Inc., a Dartmouth spin-off company, will conduct a prospective, multicenter, 1:1 randomized,controlled trial designed to evaluate the safety and effectiveness of its Breast Cancer Locator (BCL) device insubjects with non-palpable invasive breast cancer or ductal carcinoma in situ (DCIS) under an investigationaldevice exemption (IDE) recently approved by the FDA (Nov 2019). Subjects will be randomized to breastconserving surgery (BCS) utilizing either BCL or wire localization (WL) to guide surgery. BCL is a novel patient-specific, guidance device designed for use in breast conserving surgery (BCS) to (i) eliminate wire localization- a moderately effective, somewhat costly and certainly inconvenient procedure for patients and surgeons -and concomitantly to (ii) reduce positive margin rates (PMRs) and subsequent re-excision surgeries - asignificant but unnecessary burden not only on patients but also on the cost of healthcare. In the proposedDirect to Phase II application, Cairn will (i) support 7 clinical sites as part of a multi-center pivotal randomizedcontrolled trial, RCT, (in up to 15 centers; remaining support will derive from recently secured privateinvestment) in 438 subjects (219 per arm) to generate evidence that PMR following BCS using the BCL isreduced relative to standard of care (WL), (ii) evaluate BCL cost-effectiveness through a healthcare economicsstudy to generate data on use, out-comes, and savings to hospitals and payors that support market adoption,and (iii) file a de novo classification request to FDA for BCL PMR reduction marketing claims relative to WL.Based on preliminary results from a recently completed Dartmouth randomized prospective trial23 and severalpublished RCTs of wire localization (see Table 1 in Research Strategy), we have estimated PMR in the WLarm to be 19%. The proposed study design allows definitive evaluation of superiority of BCL, with powersufficient to detect a clinically meaningful, 40% reduction in PMR, from 19% to 11.2%. In preparation for theproposed RCT, CairnSurgical has obtained IDE approval from FDA after successfully completing necessaryproduct development and testing under design controls including, sterilization validation and biocompatibilitytesting. In addition, we have developed manufacturing processes to fabricate BCL devices under regulatorycontrols required for clinical trial use and achieve sufficient throughput scale-up by vertically integrating devicefabrication, in-process inspection, sterilization and clean-room packaging capabilities. Positive margin ratesassociated with contemporary BCS are high (~18%-22.3%), and cause significant strains on patients and thecost of breast healthcare. Meta-analyses of the impact of surgical margins on local recurrence also confirm thatnegative margins have a positive prognostic effect. Thus, CairnSurgical is well positioned to develop andcommercialize a potentially practice-changing approach to BCS that improves clinical outcomes for patients.

Public Health Relevance Statement:
Narrative: In this Direct to Phase II project, CairnSurgical will conduct a prospective, multicenter, 1:1 randomized, controlled trial to evaluate the safety and effectiveness of the Breast Cancer Locator (BCL) in subjects with non-palpable invasive breast cancer or ductal carcinoma in situ (DCIS). Subjects will be randomized to breast conserving surgery (BCS) utilizing either the BCL or wire localization (WL) to guide surgery.

Project Terms:
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