SBIR-STTR Award

Left Atrial Appendage Inversion to Prevent Stroke
Award last edited on: 2/5/2021

Sponsored Program
SBIR
Awarding Agency
NIH : NHLBI
Total Award Amount
$365,660
Award Phase
1
Solicitation Topic Code
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Principal Investigator
Mengjun Wang

Company Information

3DT Holdings LLC

11107 Roselle Street Suite 213
San Diego, CA 92121
   (317) 274-8337
   gkassab@3dtholdings.com
   www.3dtholdings.com
Location: Single
Congr. District: 52
County: San Diego

Phase I

Contract Number: 1R43HL149478-01A1
Start Date: 5/1/2020    Completed: 10/31/2021
Phase I year
2020
Phase I Amount
$365,660
Atrial fibrillation (AF) is the most common cardiac arrhythmia, affecting 1-2% of the population, and about 8% of individuals over 80 years of age. AF has been identified as the leading cause of thromboembolic events such as stroke. Every hour, approximately 15 patients with AF will suffer from a stroke in the US. Although prevention of cardioembolic stroke is clinically and economically critical, traditional oral anticoagulation therapy does not have satisfactory compliance, along with number of drawbacks. It is estimated that more than 90% of thrombi responsible for thromboembolic events in AF form in the left atrial appendage (LAA) due to its narrow apex (blind end), unsmooth inner surface, and irregular contraction. Excision or exclusion of the LAA with devices provides a novel treatment strategy for preventing thromboembolic events in AF patients. There are two types of devices; i.e., epicardial suture/clip, which closes the LAA from outside the heart, and endocardially deployed occluder, which eliminates the dead space from the inside. The current devices have some significant disadvantages, however, such as high cost, foreign body retention, migration, etc. The epicardial device seems to achieve better results than endocardial device but the epicardial approach is harder to access. In this Phase I proof of concept proposal, the objective is to partially invert the LAA endoluminally to make it resorb over time. This best of both world approach (efficacy of clipping or resorption through an endoluminal approach) should be superior to existing devices and methods. The hypothesis is that the inversion of the LAA will change the stress distribution (homeostasis) in the appendage by reducing the tensile stress and even create some compressive stresses in the tissue where a reduction in stress or compression will cause resorption as per growth-stress law. The major deliverable is to demonstrate the safety of LAA inversion as assessed by EKG, echocardiography, histology, cardiac biomarkers, and neurohormones to establish a new paradigm of LAA resorption as opposed to LAA occlusion or exclusion. Our preliminary data show feasibility of this approach in a swine model where the partial inversion of LAA was implemented surgically and endovascularly and found to eliminate the LAA dead space. In the open-chest procedure in swine, we performed measurements at 4 weeks post-surgery, showing the inversion of LAA is safe (no arrythmia, no hemodynamic or cardiac changes) and effective (LAA was resorbed). Compared to current LAA closure devices, our approach leaves nothing behind (i.e., no implanted device) and hence will be safer and much less expensive. This innovative concept along with the development of percutaneous method for this purpose will not only provide a new treatment for the prevention of AF related embolic events but also reduce human, social and economic burden of stroke.

Public Health Relevance Statement:
NARRATIVE Approximately 1-2% of the population suffer from atrial fibrillation (AF), estimated at 12 million by 2030. These patients are at high risk of stroke. The overall objective of this proposal is to validate the safety and efficacy of a novel approach to prevent stroke in AF patients.

Project Terms:
Accounting; Address; Adverse effects; Affect; Age; Age-Years; Alternative Therapies; Animals; Anticoagulants; Anticoagulation; appendage; Area; Arrhythmia; Atrial Fibrillation; Atrophic; auricular appendage; base; Biological Markers; blind; BRAIN initiative; burden of illness; Cardiac; Catheters; Cells; Chest; Clinical; Clip; Coagulation Process; cohort; cost; Data; design; Development; Devices; Disadvantaged; Disease; Echocardiography; Economic Burden; Electrocardiogram; Embolism; Endocardium; Ensure; Epidemic; Event; Excision; Exclusion; Family suidae; first-in-human; Foreign Bodies; Goals; Growth; Heart; hemodynamics; high risk; Histology; Homeostasis; Hour; Human; Hypertension; Hypertrophy; Hypotension; Implant; implantable device; improved outcome; Incidence; Individual; Inflammation; innovation; Institutes; Intravenous; Laws; Left; Left atrial structure; Measurement; Mechanical Stress; Methods; migration; Mission; Modeling; Morbidity - disease rate; mortality; Myocardial Contraction; Neurohormones; Newly Diagnosed; novel; novel strategies; Operative Surgical Procedures; Oral; Patients; Perforation; Phase; Population; Prevalence; prevent; Prevention; Procedures; prototype; Puncture procedure; Reporting; Risk; Safety; Side; side effect; Site; social; Stress; Stroke; Stroke prevention; stroke risk; Structure; Suction; Surface; Surgical sutures; Techniques; Therapeutic Embolization; Thrombus; Time; tissue glueing; Tissues; tool; treatment strategy; United States National Institutes of Health; Validation

Phase II

Contract Number: ----------
Start Date: 00/00/00    Completed: 00/00/00
Phase II year
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Phase II Amount
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