SBIR-STTR Award

Plastic Parenteral Containers with Superior Oxygen Barrier Properties
Award last edited on: 11/15/2019

Sponsored Program
SBIR
Awarding Agency
NIH : NHLBI
Total Award Amount
$1,724,581
Award Phase
2
Solicitation Topic Code
-----

Principal Investigator
Daniel Jonsen

Company Information

Tribofilm Research Inc

625 Hutton Street Suite 105
Raleigh, NC 27606
   (919) 838-2844
   info@tribofilmresearch.com
   www.tribofilmresearchinc.com
Location: Single
Congr. District: 04
County: Wake

Phase I

Contract Number: 1R43HL129622-01A1
Start Date: 2/1/2017    Completed: 10/31/2017
Phase I year
2017
Phase I Amount
$224,993
Plastic  offers  several  key  advantages  over  Type  1  borosilicate  glass  as  a  material  for  parenteral  pharmaceutical  containers  (e.g.  vials  and  prefilled  syringes).    Plastic  is  less  prone  to  breakage,  and  can  be  molded into more complex shapes with tighter dimensional tolerances than glass.  Additionally, plastic is not  susceptible to glass delamination — a major problem in the industry where a drug product chemically attacks its  glass container, resulting in glass fragments flaking off into the drug.  The primary disadvantage of plastic parenteral containers is their relatively high oxygen permeability,  which  can  reduce  the  shelf  life  of  oxygen-­??sensitive  drug  products.    This  shortcoming  can  be  eliminated  by  applying  a  barrier  coating  to  the  container  that  drastically  lowers  the  container'?s  oxygen  permeability.    The  viable  candidate  materials  from  which  to  make  this  oxygen  barrier  coating  have  similar  chemistries  to  glass,  and  thus  have  similar  susceptibility  to  chemical  attack.    Therefore,  the  oxygen  barrier  coating  requires  the  protection of an additional passivating layer.  TriboFilm  Research,  Inc.  (TriboFilm)  is  developing  a  bi-­??layer  oxygen  barrier  +  passivation  coating  system  for  use  on  plastic  parenteral  containers,  called  TriboShield™.    The  TriboShield™  coating  system  is  expected  to  outperform  all  existing  competing  products  for  two  reasons.    First,  the  Atomic  Layer  Deposition  (ALD) technique that TriboFilm uses to create the oxygen barrier layer makes higher quality barrier films than  can  be  achieved  using  other  barrier  coating  techniques.    Higher  quality  films  will  have  significantly  lower  oxygen  permeability  because  they  will  have  fewer  cracks  and  '?pinholes'?  in  the  film  for  oxygen  to  permeate  through.  Second, TriboFilm has developed a proven passivating coating for glass prefilled syringes which will  be  modified  for  use  on  barrier  coated  plastic  containers.    The  passivating  coating  also  acts  as  a  high-­?? performance lubricant for syringes.  TriboFilm'?s  goal  for  Phase  I  is  to  create  an  advanced  coating  system  for  plastic  parenteral  containers  that provides outstanding oxygen barrier properties to extend the shelf life of oxygen-­??sensitive products, and  presents  a  surface  to  the  drug  product  that,  (a)  is  chemically  inert  and  resistant  to  attack  from  the  container'?s  contents, (b) will not migrate into the drug product in the form of leachables, extractables, or particles, and (c)  is  an  effective  lubricant,  allowing  a  prefilled  syringe  incorporating  the  system  to  be  used  without  any  additional  lubrication.    When  successful,  the  TriboShield™  technology  could  be  applied  to  vials,  prefilled  syringes,  or  any  other  plastic  container,  offering  seamless  transition  for  a  pharmaceutical  company  from  one  container format to another during the life cycle of a drug.  This could save a company millions of dollars in  reformulation costs and time to market while transitioning, e.g., from a vial to a prefilled syringe. 

Public Health Relevance Statement:
PROJECT NARRATIVE Plastic  offers  several  key  advantages  over  Type  1  borosilicate  glass  as  a  material  for  parenteral  pharmaceutical  containers  (e.g.  vials  and  prefilled  syringes).    Plastic  is  less  prone  to  breakage,  and  can  be  molded into more complex shapes with tighter dimensional tolerances than glass.  Additionally, plastic is not  susceptible to glass delamination — a major problem in the industry where a drug product chemically attacks its  glass  container,  resulting  in  glass  fragments  flaking  off  into  the  drug.    However,  medical-­??grade  plastics  are  much more permeable to oxygen than glass, which can reduce the shelf life of oxygen-­??sensitive drug products.   TriboFilm Research, Inc. is developing a bi-­??layer oxygen barrier + passivation coating system for use on plastic  parenteral  containers,  called  TriboShield™.    The  TriboShield™  barrier  coating  system  is  expected  to  outperform  all  existing  competing  products  for  two  reasons.    First,  the  Atomic  Layer  Deposition  (ALD)  technique that TriboFilm uses to create the oxygen barrier layer makes higher quality barrier films than can be  achieved  using  other  barrier  coating  techniques.    Higher  quality  films  will  have  significantly  lower  oxygen  permeability  because  they  will  have  fewer  cracks  and  '?pinholes'?  in  the  film  for  oxygen  to  permeate  through.   Second,  TriboFilm  has  developed  a  proven  passivating  coating  for  glass  prefilled  syringes  which  will  be  modified for use on barrier coated plastic containers.  Thus, the TriboShield™ technology will provide a plastic  parenteral  container  with  oxygen  barrier  properties  similar  to  those  of  glass,  which  will  allow  the  pharmaceutical industry to shift to the more desirable plastic container material. 

Project Terms:
Aging; Aluminum Oxide; atomic layer deposition; Buffers; Chemical Warfare; Chemistry; Complex; cost; design; Disadvantaged; Drug Industry; Drug-sensitive; Electron Beam; Excipients; experimental study; Film; Glass; Goals; Industry; Industry Standard; irradiation; Life; Life Cycle Stages; Lubricants; Lubrication; Marketing; Medical; Molds; Oxygen; particle; Performance; Permeability; Pharmaceutical Preparations; Pharmaceutical Solutions; Pharmacologic Substance; Phase; Plastics; Predisposition; Process; Property; Research; Resistance; Shapes; Sterilization; Surface; Syringes; System; Techniques; Technology; Thick; Time; Vial device

Phase II

Contract Number: 2R44HL129622-02
Start Date: 2/1/2017    Completed: 7/31/2020
Phase II year
2018
(last award dollars: 2019)
Phase II Amount
$1,499,588

Plastic offers several key advantages over Type 1 borosilicate glass as a material for parenteral pharmaceutical containers (e.g. vials and prefilled syringes). Plastic is not prone to breakage, and can be molded into more complex shapes with tighter dimensional tolerances than glass. Additionally, plastic is not susceptible to glass delamination ? a major problem in the industry where a drug product chemically attacks its glass container, resulting in glass fragments flaking off into the drug. The primary disadvantage of plastic containers is their relatively high oxygen permeability, which can reduce the shelf life of oxygen-sensitive drugs. By applying a barrier coating to a plastic container that drastically lowers its oxygen permeability, this shortcoming can be eliminated. The viable candidate materials from which to make this barrier coating have similar chemistries to glass, and thus have similar susceptibility to chemical attack. Therefore, the barrier coating requires the protection of an additional passivating layer. In Phase I, TriboFilm Research optimized TriboShield?, a bi-layer coating system consisting of a highly effective oxygen barrier layer plus a protective passivation layer for plastic parenteral containers. TriboShield? coated plastic vials were shown to have oxygen barrier properties similar to those of glass vials. Further, the passivation layer was shown to be effective in protecting the oxygen barrier layer from common buffers used in parenteral formulations. In addition, it was shown that subjecting TriboShield? coated plastic vials to ethylene oxide sterilization had no effect on their oxygen barrier performance. Phase II will build on the Phase I findings to prove the commercial viability of the TriboShield? technology from a manufacturing standpoint. The TriboShield? coating parameters will be optimized using scalable processing equipment to achieve extremely low oxygen permeability and little to no susceptibility to chemical attack by common drug formulations. A high-speed inspection technique will be developed to verify the presence of the (invisible to the eye) oxygen barrier coating on each container for quality assurance purposes. In addition, a comprehensive study will be performed to verify the long-term stability of epinephrine stored in TriboShield? coated plastic vials. This project will culminate with the creation of a pilot-scale coating system that will demonstrate how all the steps required to deposit the TriboShield? coating system can be integrated into a continuous manufacturing process. The pilot machine will show the know- how for full-scale manufacturing that can be transferred to potential licensees, while also producing TriboShield? coated containers that can be provided to customers for evaluation. Device manufacturers and drug makers have long desired a container suitable for use with oxygen- sensitive drugs that is free of any concerns with breakage or glass delamination. If successful, TriboShield? will provide this, enabling the pharmaceutical industry to transition to more desirable plastic containers.

Thesaurus Terms:
Buffers; Catecholamines; Chemical Warfare; Chemistry; Complex; Data; Deposition; Devices; Dimensions; Disadvantaged; Drug Formulations; Drug Industry; Drug-Sensitive; Effectiveness; Emergency Situation; Epinephrine; Equipment; Ethylene Oxide; Evaluation; Eye; Film; Formulation; Glass; Industry; Intellectual Property; Licensing; Life; Manuals; Manufacturer Name; Manufacturing Process; Measurement; Measures; Medical; Methods; Molds; Optics; Outcome; Oxidation; Oxygen; Performance; Permeability; Pharmaceutical Preparations; Pharmacologic Substance; Phase; Phase 2 Study; Plastics; Polymers; Predisposition; Process; Process Optimization; Production; Property; Prospective; Quality Assurance; Research; Risk; Sampling; Scale Up; Shapes; Speed; Sterilization; Surface; Syringes; System; Techniques; Technology; Thick; Vial Device;