SBIR-STTR Award

Human Neural Cell Exosomes as a therapeutic treatment for stroke
Award last edited on: 2/19/2024

Sponsored Program
SBIR
Awarding Agency
NIH : NINDS
Total Award Amount
$5,032,481
Award Phase
2
Solicitation Topic Code
853
Principal Investigator
Emily W Baker

Company Information

ArunA Biomedical Inc (AKA: ArunA Bio)

184 Collins Industrial Boulevard Suite A
Athens, GA 30601
   (678) 879-5264
   info@arunabiomedical.com
   www.arunabiomedical.com
Location: Single
Congr. District: 09
County: Clarke

Phase I

Contract Number: 1R43NS103596-01
Start Date: 9/1/2017    Completed: 4/30/2019
Phase I year
2017
Phase I Amount
$499,990
More than 700 drugs have failed in stroke clinical trials, an unprecedented rate thought to be attributed to two major factors: 1) most therapeutics focus on a single secondary injury mechanism, and 2) testing in rodent models alone may not be adequate for predicting which treatment is going to be successful. We will combine two unique enabling technologies to address these caveats by using a neural stem cell (NSC) derived biologic product, called NPEX™ to address multiple secondary injury mechanisms and long-term regenerative affects in an established pig model of ischemic stroke. By expanding on positive data obtained in the mouse model of embolic stroke, we will address both the STAIR and STEPS committee's guidance that a positive outcome should be replicated in a second species and another stroke model. Work from our group and others support that NSC transplants provide benefit when transplanted into rodent or pig brains following stroke. However, transplanted cells are not integrating into host tissue, but providing an immediate paracrine benefit. It is reasonable that these improvements are stimulated by factors provided by the NSC, like small signaling vesicles produced by the cells and released into the local milieu, in the case of ArunA's proprietary NSC's they are called NPEX™. The goal of the proposed research is to determine if NPEX™ provide neuroprotective and/or regenerative benefits after stroke, in an established pig model of stroke that shares many important physiological characteristics with humans. These include having a more evolutionarily complex, larger gyrencephalic brain, and similar gray and white matter composition to the human brain. These similarities make the porcine model an excellent secondary stroke model, allowing ArunA to expedite the proof of concept studies required to assess the therapeutic potential of NPEX™ following human stroke. The nanometer scale size of NPEX™ is a huge advantage over traditional cell therapies because they can be continuously produced in large quantities, from cells manufactured in a relatively small footprint, using a streamlined process that has already supported 12 years of commercial cell manufacturing. NPEX can be produced as an off the shelf product that can be thawed and injected intravenously or into cerebral spinal fluid directly, and can be administered in multiple doses, as opposed to NSC therapy, thus supporting the recovery of the injured brain over time as opposed to a bolus following cell injection. ArunA's ability to pursue phase II funding and commercial investment is more attainable by addressing proof of concept studies that tackle known impediments in the early stages of product development. Toward this goal, ArunA has engaged Biologics Inc. (see letter) to develop a gap analysis and roadmap to IND filing as well as clinical trials. Success in the pig stroke model positions ArunA as the only entity able to produce NPEX™ at a scale facilitating large animal studies, and provides crucial information needed to proceed to the next IND-enabling studies.

Public Health Relevance Statement:
Project Narrative The goal of the proposed research is to determine if neural stem cell derived signaling vesicles, called NPEX™, provide neuroprotective and/or regenerative benefits following stroke. These characteristics will be evaluated in an established pig model of stroke that shares many important neurophysiological similarities with humans, providing a clear assessment of therapeutic potential for human stroke. These proof of concept studies will help ArunA Biomedical establish a path for regulatory discussions with the FDA and secure commercial investment for production of exosome therapeutics on a commercial scale.

Project Terms:
Affect; Anatomy Qualifier; Anatomical Sciences; Anatomic structures; Anatomic Structures and Systems; Anatomic Structure, System, or Substance; Anatomic Sites; Anatomic; Anatomy; Animals; Engineering / Architecture; Architecture; astrocytic glia; Astroglia; Astrocytus; Astrocytes; Biologic Assays; Bioassay; Assay; Biological Assay; biotherapeutic agent; biopharmaceutical; Biological Agent; Biologic Products; Biological Products; biotherapy; biotherapeutics; biological treatment; biological therapeutic; Biological Therapy; Biologic Therapy; Biological Response Modifier Therapy; Encephalon; Brain Nervous System; Brain; cultured cell line; Strains Cell Lines; CellLine; Cell Line; Cell Viability; Cell Survival; Cell Body; Cells; spinal fluid; cerebral spinal fluid; Cerebrospinal Fluid; cerebrovascular blood flow; cerebrocirculation; cerebral circulation; cerebral blood flow; brain blood flow; Cerebrovascular Circulation; Clinical Trials; drug/agent; Pharmaceutic Preparations; Medication; Drugs; Pharmaceutical Preparations; Gait; Goals; substantia grisea; gray matter; Modern Man; Human; Industry; Infarction; infarct; Injection of therapeutic agent; Injections; Investments; Magnetic Resonance Imaging; Zeugmatography; Nuclear Magnetic Resonance Imaging; NMR Tomography; NMR Imaging; Medical Imaging, Magnetic Resonance / Nuclear Magnetic Resonance; MRI; MR Tomography; MR Imaging; Metabolism; Metabolic Processes; Intermediary Metabolism; Mus; Murine; Mice Mammals; Mice; Neurons; neuronal; Neurocyte; Neural Cell; Nerve Unit; Nerve Cells; neurophysiology; neurophysiological; Oligodendroglia; Oligodendroglia Cell; Oligodendrocytus; Oligodendrocytes; Drug Kinetics; Pharmacokinetics; Physiology; Alteplase; t-PA; Tissue-Type Plasminogen Activator; Tissue Plasminogen Activator; Tissue Activator D-44; T-Plasminogen Activator; Recombinant Tissue Plasminogen Activator; Play; Production; Proteins; Publishing; Rattus; Rats Mammals; Rat; Common Rat Strains; Recommendation; Natural regeneration; regenerate; Regeneration; Research; Rodent; Rodents Mammals; Rodentia; Role; social role; Signal Transduction; biological signal transduction; Signaling; Signal Transduction Systems; Intracellular Communication and Signaling; Cell Signaling; Cell Communication and Signaling; Stem cells; Progenitor Cells; stroke; cerebrovascular accident; cerebral vascular accident; brain attack; Cerebrovascular Stroke; Cerebrovascular Apoplexy; Cerebral Stroke; Brain Vascular Accident; Apoplexy; Family suidae; suid; porcine; Swine; Suidae; Pigs; Miniature Swine; miniswine; mini-swine; mini pig; Minipigs; Technology; Testing; Time; Tissues; Body Tissues; Toxicology; transplant; Transplantation; Universities; Work; Injectable; Blinded; Injury; improved; Area; Phase; Biological; Physiologic; Physiological; Cell Transplants; Chemicals; Lesion; Recovery; Funding; brain-injured; brain damage; Acquired brain injury; Brain Injuries; Letters; Immune response; immunoresponse; host response; Immunological response; Engraftment; Cell Therapy; cell-based therapy; Therapeutic; Vesicle; Intravenous; Complex; protein profiling; Sensory; Source; cell type; meetings; experience; Membrane; membrane structure; paracrine; success; Animal Model; model organism; model of animal; Animal Models and Related Studies; knowledge base; knowledgebase; relating to nervous system; neural; white matter; substantia alba; Positioning Attribute; Position; neurogenesis; Modeling; Property; response; Pluripotent Stem Cells; stroke therapy; Proteomics; Ischemic Stroke; nerve stem cell; neuroprogenitor; neuronal stem cells; neuronal progenitor cells; neuronal progenitor; neuron progenitors; neural progenitor cells; neural progenitor; neural precursor; Neural Stem Cell; Inflammatory Response; Address; Dose; Bolus Infusion; Bolus; Data; Human Pathology; Mesenchymal; Motor; Rodent Model; Small Business Innovation Research; SBIR; Small Business Innovation Research Grant; Monitor; Characteristics; Molecular; Process; sex; Behavioral; preclinical; pre-clinical; nanometer sized; nanometer scale; nano scale; nano meter sized; nano meter scale; nanoscale; imaging spectroscopy; spectroscopic imaging; Outcome; aged; mouse model; murine model; functional improvement; function improvement; FDA approved; Biological Markers; biomarker; biologic marker; bio-markers; regenerative; product development; Secure; transcriptome sequencing; RNAseq; RNA sequencing; RNA Seq; microvesicles; exosome; extracellular vesicles; stroke treatment; treating stroke

Phase II

Contract Number: 2R44NS103596-02
Start Date: 9/1/2017    Completed: 6/30/2022
Phase II year
2019
(last award dollars: 2023)
Phase II Amount
$4,532,491

Cytoprotective and restorative treatments for acute ischemic stroke (AIS) is a major unmet medical need. The current standard of care for stroke patients is centered on recanalization efforts to restore cerebral perfusion through the administration of tissue plasminogen activator (tPA) or mechanical thrombectomy. However, despite a recent extension of recanalization treatment window, an estimated <10% of patients would be eligible for thrombolysis or thrombectomy, and a large proportion of victims are left with significant functional impairments even after reperfusion therapy. Furthermore, reperfusion therapy increases the incidence of hemorrhagic transformation which often worsens stroke outcome. When administered during the acute stroke phase, ArunA Bio's neural stem cell-derived extracellular vesicle (NSC EV) product is effective in reducing lesion size, mitigating the systemic immune response, inhibiting hemorrhagic transformation, and promoting functional recovery. NSC EVs can be administered after the reperfusion therapy treatment window (>24 hours post-stroke) either alone or adjunctive to tPA and/or thrombectomy. Therefore, NSC EV have the potential to improve clinical AIS treatment paradigms by providing clinicians with an off-the-shelf, cytoprotective, and neurorestorative biologic to bolster recovery after recanalization efforts. The overall goal of this Phase II project is to support an Investigational New Drug (IND) application for NSC EV as a treatment for AIS. In order to advance the commercialization of NSC EV, the successful completion of Phase II studies will enable IND filing by conducting definitive pharmacology and toxicology studies in stroked rats. These goals will be achieved in the following three specific aims: 1) assess NSC EV tissue distribution and pharmacokinetics in a rat stroke model, 2) determine NSC EV dose response and associated toxicity in a rat stroke model, and 3) submit IND application for a NSC EV first-in-human study. In Aim 1, stroked rats will be treated with a high dose of NSC EV tagged with a radioactive tracer. Rats will undergo longitudinal PET/CT imaging and blood sampling to determine the kinetics of NSC EV tissue distribution and clearance. In Aim 2, stroked rats will be treated with either a one-dose or three-dose regimen of NSC EV at varying concentrations, and lesion size and sensorimotor function will be measured to determine dose response. Rats treated with the highest NSC EV dose will undergo clinical and histopathological analysis to determine any NSC EV-associated toxicity. In Aim 3, the key components of the IND submission including the pharmacology/toxicology studies outlined here as well as CMC and clinical protocols will finalized. The resulting IND application will be submitted to FDA, which is required for first-in-human studies and eventual commercialization.

Public Health Relevance Statement:
Project Narrative We have demonstrated in multiple preclinical stroke models that neural stem cell-derived extracellular vesicles (NSC EV) are cytoprotective and restore neurological function following acute ischemic stroke (AIS). The goal of the proposed research is to advance commercialization of NSC EV for the treatment of AIS by completing IND-enabling pharmacology and toxicology studies in stroked rats. At the successful completion of these studies, an IND application will be compiled and submitted to FDA to conduct first-in-human clinical studies, potentially shifting treatment paradigms and lessening the global burden of AIS.

Project Terms:
neuronal progenitor cells; neuronal progenitor; neuron progenitors; neural progenitor cells; neural progenitor; neural precursor cell; neural precursor; Neural Stem Cell; Address; Dose; Sum; Small Business Innovation Research Grant; Small Business Innovation Research; SBIR; Therapeutic Effect; Development; developmental; PET/CT scan; PET/CT; Image; imaging; pre-clinical; preclinical; preclinical study; pre-clinical study; restorative treatment; post stroke; poststroke; after stroke; Outcome; human study; aged; innovation; innovative; innovate; neurorestoration; neurorestorative; commercialization; multimodality; multi-modality; standard of care; standard care; standard treatment; phase 2 study; phase II study; Regimen; exosome; extracellular vesicles; first-in-human; first in man; stroke patient; stroke model; stroke outcome; safety assessment; Animals; Blood; Blood Reticuloendothelial System; Clinical Protocols; Clinical Study; Clinical Research; multi-modal treatment; multi-modal therapy; combined treatment; combined modality treatment; combination therapy; Multimodal Treatment; Multimodal Therapy; Combined Modality Therapy; Control Groups; Diffusion; Investigational New Drugs; Investigational Drugs; Feasibility Studies; Goals; blood loss; Bleeding; Hemorrhage; Modern Man; Human; Incidence; Industry; Kinetics; Maps; Murine; Mice Mammals; Mice; Mus; nervous system function; Neurological function; Neurologic function; Nervous System Physiology; neuronal; Neurocyte; Neural Cell; Nerve Unit; Nerve Cells; Neurons; Patients; Perfusion; Pharmacokinetics; Drug Kinetics; t-PA; Tissue-Type Plasminogen Activator; Tissue Plasminogen Activator; Tissue Activator D-44; T-Plasminogen Activator; Recombinant Tissue Plasminogen Activator; Alteplase; Production; Radioactive Tracers; Rats Mammals; Rat; Common Rat Strains; Rattus; Recommendation; reperfusion; Reperfusion Therapy; Research; Safety; Progenitor Cells; Stem cells; cerebrovascular accident; cerebral vascular accident; brain attack; Cerebrovascular Stroke; Cerebrovascular Apoplexy; Cerebral Stroke; Brain Vascular Accident; Apoplexy; Stroke; suid; porcine; Swine; Suidae; Pigs; Family suidae; Time; Tissue Distribution; Drug or chemical Tissue Distribution; Body Tissues; Tissues; computerized tomography; computerized axial tomography; computed axial tomography; catscan; Xray Computed Tomography; X-Ray Computerized Tomography; X-Ray CAT Scan; Tomodensitometry; EMI scan; Computed Tomography; CT scan; CT imaging; CT X Ray; CAT scan; X-Ray Computed Tomography; Toxicology; Work; Measures; Thrombectomy; Investigational New Drug Application; Blood specimen; Blood Sample; improved; Procedures; Left; Peripheral; Acute; Clinical; Phase; Biological; Medical; Ensure; Lesion; Recovery; Cerebrum; cerebral; Funding; Letters; Immune response; immunoresponse; host response; Immunological response; Therapeutic; Mechanics; mechanical; Hour; Clinic; brain tissue; thrombolysis; meetings; Sensorimotor functions; mature animal; adult animal; Recovery of Function; functional recovery; Toxic effect; Toxicities; Pharmacology and Toxicology; immunoregulation; immunoregulatory; immunomodulatory; immunologic reactivity control; immune regulation; immune modulation; Immunomodulation; acute stroke; acute cerebrovascular accident; Modeling; response; stroke therapy; treating stroke; stroke treatment; functional disability; Functional impairment; Adverse effects; Meta-Analysis; Data Pooling; Clinical Trial Overviews; Ischemic Stroke; nerve stem cell; neuroprogenitor; neuronal stem cells