SBIR-STTR Award

Smart: a Breath-Based Adherence Technology to Monitor HIV Microbicide Gel Use
Award last edited on: 8/25/15

Sponsored Program
SBIR
Awarding Agency
NIH : NIMH
Total Award Amount
$622,777
Award Phase
2
Solicitation Topic Code
-----

Principal Investigator
Donn M Dennis

Company Information

Xhale Inc (AKA: Exhale Diagnostics Inc~Xhale Innovations, Inc.)

3630 SW 47th Avenue Suite 100
Gainesville, FL 32608
   (352) 371-8488
   info@xhale.com
   www.xhale.com
Location: Multiple
Congr. District: 03
County: Alachua

Phase I

Contract Number: 1R43MH103057-01
Start Date: 4/1/14    Completed: 3/31/16
Phase I year
2014
Phase I Amount
$311,261
In HIV pre-exposure prophylaxis (PrEP) trials sub-optimal oral and microbicide adherence has precluded accurate estimation of drug efficacy. Measurement of adherence is a major, unmet challenge. Other objective measures of adherence in microbicide trials have been tested, but none measure the actual use of the product. We propose to rapidly develop an alternative, breath-based, adherence monitoring tool for investigators studying microbicide administration by leveraging technology already developed for oral dosing. Xhale has developed a breath-based technology, termed the SMART(R) (Self Monitoring and Reporting Therapeutics) Adherence System, to monitor individual subject, dose-by-dose, oral medication adherence in real-time using FDA-approved GRAS flavorants as the adherence enabling marker (AEM). The AEM (e.g., 2- butanol), which is easily and safely incorporated into drug product without altering its manufacturing processes or bioavailability, is rapidly absorbed in the stomach and small intestine, and metabolized to a volatile metabolite (e.g., 2-butanone) that quickly appears in breath. As the subject provides a breath sample by "blowing" directly into the SMART(R) device (miniature gas chromatograph, mGC), a facial picture is taken. Measurement of this metabolite(s) by the mGC unambiguously documents ingestion of oral drugs by a specific individual. Detailed trial data is stored locally i the mGC device and transmitted real-time using wireless or cellular router technology to a central data repository for analysis. The latter is an internet-based database for review by authorized individuals anywhere on the globe with an internet connection. SMART(R) is portable and designed to be self-administered by subjects. Although originally designed for oral drugs, SMART(R) can be easily adapted to document placement of microbicides. Using tenofovir (TFV) gel as a model agent, the aims of this grant are to construct a SMART(R) system optimized for microbicide applications: Aim 1. Using a crossover design in men (rectal route) and women (rectal and vaginal routes), identify an optimal AEM (type and dose) for microbicide applications. (Time: 0-12 months) Aim 2. Develop strategies (i.e., multiple-barrel syringe applicators) to effectively incorporate the optimal AEM into the placement of rectal and vaginal TFV gels that requires no change in their manufacturing processes, and preserves a favorable concentration-time profile of the breath marker. (Time: 12-24 months) Aim 3. Optimize the SMART(R) device for microbicide applications. (Time: 0-24 months) Measurement of microbicide adherence using SMART(R) would allow optimal analysis of PrEP trials by providing real-time actionable adherence data. By providing a "gold standard" tool to monitor microbicide adherence, SMART(R) could not only provide a superior trial dataset, but could also be used to identify behaviors associated with poor adherence and enable strategies to mitigate them. 1

Public Health Relevance Statement:


Public Health Relevance:
In HIV pre-exposure prophylaxis trials such as VOICE, sub-optimal oral and vaginal product adherence has precluded accurate estimation of drug efficacy. We propose to rapidly develop an alternative, breath-based, adherence monitoring tool for clinical investigators studying vaginal and rectal routes of drug (microbicide). Measurement of microbicide adherence using exhaled breath would allow optimal analysis of pre-exposure prophylaxis trials and other clinical trials using vaginal and rectal gels.

Project Terms:
2-butanol; Adherence (attribute); base; Behavior; Behavioral; Beverages; Biological Availability; Blinded; Cellular Phone; Clinical Investigator; Clinical Trials; Communication; Crossover Design; Data; Data Set; Databases; design; Development; Devices; Diagnostic; Directly Observed Therapy; Dose; drug efficacy; Economics; Exhalation; Face; Faculty; FDA approved; Florida; Food; Gases; Gel; Generations; Glycerol; Gold; Grant; Health Insurance Portability and Accountability Act; HIV; Image; Individual; Industry; Ingestion; International; Internet; Intravaginal Administration; Legal patent; Licensing; manufacturing process; Measurement; Measures; medication compliance; men; methylethyl ketone; microbicide; Microbicide Trials Network; Modeling; Monitor; National Institute of Mental Health (U.S.); Oral; Participant; Pharmaceutical Preparations; Phase; Pilot Projects; Placebos; Positioning Attribute; pre-clinical; Process; Production; Prophylactic treatment; public health relevance; quality assurance; Race; rectal; Reporting; Research Personnel; residence; Route; Safety; Sales; Sampling; Self-Administered; Small Intestines; socioeconomics; Stomach; Syringes; System; Technology; Tenofovir; Testing; Therapeutic; Time; time use; tool; trait; Universities; Vagina; Wireless Technology; Woman; Work; Workplace

Phase II

Contract Number: 5R43MH103057-02
Start Date: 4/1/14    Completed: 3/31/16
Phase II year
2015
Phase II Amount
$311,516
In HIV pre-exposure prophylaxis (PrEP) trials sub-optimal oral and microbicide adherence has precluded accurate estimation of drug efficacy. Measurement of adherence is a major, unmet challenge. Other objective measures of adherence in microbicide trials have been tested, but none measure the actual use of the product. We propose to rapidly develop an alternative, breath-based, adherence monitoring tool for investigators studying microbicide administration by leveraging technology already developed for oral dosing. Xhale has developed a breath-based technology, termed the SMART(R) (Self Monitoring and Reporting Therapeutics) Adherence System, to monitor individual subject, dose-by-dose, oral medication adherence in real-time using FDA-approved GRAS flavorants as the adherence enabling marker (AEM). The AEM (e.g., 2- butanol), which is easily and safely incorporated into drug product without altering its manufacturing processes or bioavailability, is rapidly absorbed in the stomach and small intestine, and metabolized to a volatile metabolite (e.g., 2-butanone) that quickly appears in breath. As the subject provides a breath sample by "blowing" directly into the SMART(R) device (miniature gas chromatograph, mGC), a facial picture is taken. Measurement of this metabolite(s) by the mGC unambiguously documents ingestion of oral drugs by a specific individual. Detailed trial data is stored locally i the mGC device and transmitted real-time using wireless or cellular router technology to a central data repository for analysis. The latter is an internet-based database for review by authorized individuals anywhere on the globe with an internet connection. SMART(R) is portable and designed to be self-administered by subjects. Although originally designed for oral drugs, SMART(R) can be easily adapted to document placement of microbicides. Using tenofovir (TFV) gel as a model agent, the aims of this grant are to construct a SMART(R) system optimized for microbicide applications: Aim 1. Using a crossover design in men (rectal route) and women (rectal and vaginal routes), identify an optimal AEM (type and dose) for microbicide applications. (Time: 0-12 months) Aim 2. Develop strategies (i.e., multiple-barrel syringe applicators) to effectively incorporate the optimal AEM into the placement of rectal and vaginal TFV gels that requires no change in their manufacturing processes, and preserves a favorable concentration-time profile of the breath marker. (Time: 12-24 months) Aim 3. Optimize the SMART(R) device for microbicide applications. (Time: 0-24 months) Measurement of microbicide adherence using SMART(R) would allow optimal analysis of PrEP trials by providing real-time actionable adherence data. By providing a "gold standard" tool to monitor microbicide adherence, SMART(R) could not only provide a superior trial dataset, but could also be used to identify behaviors associated with poor adherence and enable strategies to mitigate them. 1

Public Health Relevance Statement:


Public Health Relevance:
In HIV pre-exposure prophylaxis trials such as VOICE, sub-optimal oral and vaginal product adherence has precluded accurate estimation of drug efficacy. We propose to rapidly develop an alternative, breath-based, adherence monitoring tool for clinical investigators studying vaginal and rectal routes of drug (microbicide). Measurement of microbicide adherence using exhaled breath would allow optimal analysis of pre-exposure prophylaxis trials and other clinical trials using vaginal and rectal gels.

Project Terms:
2-butanol; Adherence (attribute); base; Behavior; Behavioral; Beverages; Biological Availability; Blinded; Cellular Phone; Clinical Investigator; Clinical Trials; Communication; Crossover Design; Data; Data Set; Databases; design; Development; Devices; Diagnostic; Directly Observed Therapy; Dose; drug efficacy; Economics; Exhalation; Face; Faculty; FDA approved; Florida; Food; Gases; Gel; Generations; Glycerol; Gold; Grant; Health; Health Insurance Portability and Accountability Act; HIV; Image; Individual; Industry; Ingestion; International; Internet; Intravaginal Administration; Legal patent; Licensing; manufacturing process; Measurement; Measures; medication compliance; men; methylethyl ketone; microbicide; Microbicide Trials Network; Modeling; Monitor; National Institute of Mental Health (U.S.); Oral; Participant; Pharmaceutical Preparations; Phase; Pilot Projects; Placebos; Positioning Attribute; pre-clinical; Process; Production; Prophylactic treatment; quality assurance; Race; rectal; Reporting; Research Personnel; residence; Route; Safety; Sales; Sampling; Self-Administered; Small Intestines; socioeconomics; Stomach; Syringes; System; Technology; Tenofovir; Testing; Therapeutic; Time; time use; tool; trait; Universities; Vagina; Wireless Technology; Woman; Work; Workplace